FVP Core Compliance – International Bank

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International Bank is seeking a FVP Core Compliance with the following responsibilities;

International Bank is seeking a FVP, Regulatory Compliance with the following responsibilities:

  • Compliance Advisory: serve as Compliance Officer – Business Oversight to provide oversight over compliance matters to the Trust Business, which includes second line compliance coverage of relevant state and federal banking rules
  • Advise on regulatory changes, new regulations and internal policy changes in order to identify, and effectively assess key compliance risks.
  • Ensure compliance risk are effectively identified, measured, monitored and controlled consistent with the Bank’s risk appetite statement and policies established within the Compliance Risk Management framework.
  • Review and advise on new product and service
  • Corporate Governance: attend and present at the Compliance Committee
  • Participate in regulatory exams, assist in drafting responses to regulatory inquiries and internal audits.
  • Coordinate the Americas compliance trainings and risk assessment; Issue management program.
  • Work closely with other support functions to help create and maintain base practice across the Bank

Qualifications

  • Bachelor’s Degree
  • 8+years relevant work experience in the financial service industry
  • Understanding of the US banking rules and regulations
  • Knowledge of general compliance themes – conflict of interest; code of conduct, etc.
  • Excellent written and verbal skills: ability to communicate regulatory requirements to lines of business, stakeholders, and management
  • Strong organizational and executional skills
  • A self-starter and highly motivated with a strong attention to details

Base salary: up to 185K+bonus

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